Yue Xiu Securities Company Limited
越秀証券有限公司
Business Description
Below is the next batch in the same database-ready format. I have kept AUM strictly to disclosed AUM and used Not publicly disclosed where the entity does not directly manage assets or where standalone AUM is not available. SFGHK Limited is a Hong Kong-based financial-services firm providing securities brokerage and investment-related services to retail, high-net-worth and institutional clients. The firm operates from Hong Kong and focuses on brokerage services and access to financial markets. The firm's activities include securities dealing and brokerage services for individual and institutional investors. It has developed a client base spanning high-net-worth and retail investors and provides a range of investment-related services. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage SC Lowy Financial (HK) Limited is the Hong Kong financial-services entity of SC Lowy, a privately owned alternative asset-management and credit-investment group founded in 2009 by Michel Lowy and Soo Cheon Lee. Headquartered in Hong Kong, SC Lowy focuses on private credit and opportunistic corporate lending across Asia-Pacific and the Middle East. The group invests in private and opportunistic corporate lending, including senior-secured financing, special situations and bespoke lending backed by assets and cash flows. Its investor base includes institutional and professional investors. SC Lowy reports approximately US$1.5 billion of AUM across commingled private-credit funds and separately managed accounts. Latest AUM: US$1.5 billion (Group-level; Hong Kong entity standalone AUM not publicly disclosed.) Firm Type: Alternative Asset Management SDIC Securities (Hong Kong) Limited is the Hong Kong securities business of SDIC Securities and forms part of the broader SDIC financial-services group. The firm provides securities brokerage, futures brokerage, asset-management and corporate-finance services to investors and corporate clients. Its activities cover securities and futures trading, fund distribution, asset management and corporate-finance services. The company was previously known as SDICS International Securities (Hong Kong) Limited before adopting its current name in November 2025. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Sheng Yuan Securities Limited is a Hong Kong securities firm providing brokerage and investment-related services across securities and futures markets. The company has operated in Hong Kong since 2010 and serves investors through securities dealing, futures dealing and securities-advisory activities. Its business focuses on securities brokerage, futures transactions and investment advice, serving individual and institutional investors in Hong Kong's capital markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Sanford C. Bernstein (Hong Kong) Limited is the Hong Kong operation of Bernstein, a global investment-research and institutional brokerage business. The firm provides institutional investors with equity research, market intelligence and securities-related services across Asian and global markets. Its Hong Kong business forms part of Bernstein's broader institutional research and brokerage platform, with coverage focused particularly on Asian companies and sectors. The company is headquartered in Hong Kong and operates from One Island East in Quarry Bay. Latest AUM: Not publicly disclosed Firm Type: Investment Research SoFi Securities (Hong Kong) Limited is the Hong Kong brokerage and investment platform operated under SoFi's international business. SoFi entered Hong Kong in 2020 through its acquisition of the parent of 8 Securities, an established Hong Kong mobile-investing platform, and subsequently rebranded the business as SoFi Hong Kong. The platform provides access to Hong Kong and U.S. equities, ETFs, fractional shares, margin investing and automated-investing services through a digital investment application. It serves retail investors and combines brokerage execution with an online investment experience. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Select Investment Services Limited is a Hong Kong securities firm providing securities dealing and investment-advisory services. The company has operated in Hong Kong since 2011 and provides market-access and investment services to clients through its brokerage platform. Its principal activities include securities brokerage and advice on securities, serving investors participating in Hong Kong's capital markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Skandinaviska Enskilda Banken AB is the Hong Kong operation of SEB, the Swedish financial-services group headquartered in Stockholm. SEB has a long-established Nordic banking franchise and provides corporate and institutional financial services across international markets, including Hong Kong. The Hong Kong business focuses on corporate and institutional banking, investment banking, markets and related financial services, with particular relevance to Nordic and international companies and institutional investors operating in Asia. Latest AUM: Not publicly disclosed Firm Type: Commercial Bank Soochow Securities International Brokerage Limited is the Hong Kong brokerage business of Soochow Securities International, providing securities trading and investment-related services to clients in Hong Kong and across the broader China-related capital markets. The company provides securities brokerage and market-access services, including trading in Hong Kong-listed securities. It was previously known as China Investment Securities International Brokerage Limited before changing to its current name in 2020. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Shanghai Pudong Development Bank Co., Ltd. is a Chinese nationwide joint-stock commercial bank headquartered in Shanghai. The bank was established in 1992, commenced operations in January 1993 and was listed on the Shanghai Stock Exchange in 1999. Its Hong Kong operation forms part of its international banking network. The bank provides corporate and retail banking, trade finance, treasury, wealth-management and other financial services, supporting Chinese companies and international clients with cross-border financial requirements. Its international network includes Hong Kong, Singapore and London. Latest AUM: Not publicly disclosed Firm Type: Commercial Bank SBI Securities (Hong Kong) Limited is the Hong Kong securities business of Japan's SBI Group. Established in 2015 and wholly owned by SBI Group, the company focuses on securities brokerage and institutional-market services with particular strength in Japanese equities. Its principal activities include institutional sales, Japanese equity trading, securities lending and fixed-income products. The firm serves institutional investors and provides access to Japanese and other international capital markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Solo Securities Limited is a Hong Kong securities brokerage firm providing securities trading and related investment services. The company was previously known as Blackwell Global Securities Limited and adopted the Solo Securities name in November 2025. The firm's business is focused on securities brokerage and market-access services for investors participating in Hong Kong's capital markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Sorrento Securities Limited is a Hong Kong securities brokerage firm providing securities dealing and capital-markets services. The company has participated in Hong Kong equity offerings as a bookrunner and lead manager, supporting issuers and investors in capital-markets transactions. Its principal business is securities brokerage and related securities-market services for corporate and investment clients. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Sunfund Securities Limited is a Hong Kong securities brokerage firm focused on connecting Chinese investors and companies with domestic and international capital markets. The firm provides securities brokerage and investment services to institutional, corporate and retail investors. Its activities include securities brokerage, margin financing, fixed-income products, securities underwriting and placement, and securities research. The firm also provides online securities trading services. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage SBI E2-Capital Securities Limited is a Hong Kong securities firm operating under the SBI E2-Capital platform. The company was incorporated in Hong Kong in 2015 and was previously known as Chung Sun Securities Limited. The firm provides securities-related investment and brokerage services in Hong Kong's capital markets. It forms part of the broader SBI E2-Capital financial-services platform. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Starlight Securities Limited is a Hong Kong securities firm providing securities dealing and investment-advisory services. The company operates from Wan Chai and focuses on securities-market activities for investors participating in Hong Kong's capital markets. Its principal activities include securities brokerage and securities advice. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage SPDB International Securities Limited is the Hong Kong securities business of Shanghai Pudong Development Bank's international financial-services platform. Incorporated in Hong Kong in 2017, the company provides securities brokerage and investment services from its headquarters at SPD Bank Tower. Its services include Hong Kong securities trading and online brokerage, serving investors seeking access to Hong Kong and international markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Shanggu Securities Limited is a Hong Kong securities-services firm focused on securities brokerage and investment-market activities. The firm provides access to Hong Kong securities markets for its clients. Its principal business is securities dealing and related investment services. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage SDG Securities (HK) Limited is a Hong Kong securities brokerage firm providing online securities trading and investment-market access. The company operates a digital trading platform through which clients can access Hong Kong securities markets. Its business is focused on securities brokerage and electronic trading services for investors. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Synergy Futures Limited is a Hong Kong futures and securities brokerage firm established in 2017. The business provides access to Hong Kong and global futures and options markets and subsequently expanded into securities trading. Its services include futures and options trading, securities brokerage and risk-management services, with a focus on electronic and online access to financial markets. Latest AUM: Not publicly disclosed Firm Type: Futures Brokerage Soliton Securities Limited is the securities-brokerage business of Soliton Group, a Hong Kong financial-services group that also operates an asset-management business. The company provides securities brokerage and investment-market services to clients in Hong Kong. Its activities focus on securities trading and brokerage, while the wider Soliton platform also provides investment-management services through a separate asset-management entity. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Sunny Fortune Capital Limited is a Hong Kong investment-banking and capital-markets firm. The company provides corporate-finance and securities-related services to companies undertaking financing, listing and strategic transactions. Its activities include investment-banking advisory, equity and debt capital-markets transactions, underwriting, placements and financial-advisory services. The firm has acted as a sponsor, global coordinator, bookrunner and independent financial adviser in Hong Kong transactions. Latest AUM: Not publicly disclosed Firm Type: Investment Banking SunRiver International Securities Group Limited is a Hong Kong-based financial-services group providing securities, investment-advisory, asset-management and wealth-management services. Established in 2020, the group focuses on serving financial institutions, corporations and high-net-worth clients across Hong Kong and China-related markets. Its business includes debt-capital-markets services, offshore bond issuance, fixed-income sales and trading, investment research and advisory, asset management, wealth management and equity investment. The group has supported corporate clients in offshore bond transactions across sectors including financial services, real estate and state-owned enterprises. Latest AUM: Not publicly disclosed Firm Type: Financial Services / Asset Management Silverlion Securities Limited is a Hong Kong securities brokerage firm providing securities dealing and investment-advisory services. The company operates alongside Silverlion Capital (Hong Kong) Limited within the broader Silverlion financial-services platform. Its principal activities include securities brokerage and investment advice for clients participating in Hong Kong's capital markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage The key current-source checks include SC Lowy's reported US$1.5bn group AUM and private-credit focus, SBI Securities' 2015 establishment and 100% SBI Group ownership, SoFi's 2020 Hong Kong entry through the 8 Securities acquisition, SPDB's corporate history, SunRiver's business activities, and the recent Solo/SDIC name changes. For several smaller firms where reliable public corporate-history information is limited, I have deliberately not added founders, ownership, incorporation dates or AUM figures that could not be substantiated. SLTM (HK) Limited Sinofides Securities Limited SMBC Nikko Securities (Hong Kong) Limited Tokai Tokyo Securities (Asia) Limited Toyo Securities Asia Limited Tung Tai Securities Company Limited Tarzan Stock & Shares Limited Tachibana Securities (Hong Kong) Limited Tiffit Securities (Hong Kong) Limited Taipei Fubon Commercial Bank Co., Ltd Tensant Securities Limited Taiwan Shin Kong Commercial Bank Co., Ltd. Tianda Securities Limited Trading Central Asia Limited TPG Capital, Limited Topaz Financial Group Limited TFI Securities and Futures Limited TSSP Hong Kong (A) Limited TS Capital Partners (Hong Kong) Limited United Overseas Bank Limited UBS Securities Asia Limited UOB Kay Hian (Hong Kong) Limited Below is the next batch in the same database-ready format, with current ownership/history and AUM treatment kept conservative. SLTM (HK) Limited is a Hong Kong financial-services firm providing securities-related investment services. The company operates in Hong Kong's capital markets and focuses on securities dealing and related investment activities for clients. Its principal business is securities brokerage and investment-related services for investors participating in Hong Kong's financial markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Sinofides Securities Limited is a Hong Kong securities brokerage firm providing securities dealing and investment-advisory services. The company has operated under its current name since 2026 and was previously known as Jingzheng Securities International Limited and under other names. Its business is focused on securities-market services for investors. The firm's activities include securities brokerage and investment advice, serving clients participating in Hong Kong's capital markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage SMBC Nikko Securities (Hong Kong) Limited is the Hong Kong securities business of SMBC Nikko Securities Inc., which is wholly owned by Sumitomo Mitsui Financial Group. The Hong Kong entity was established in 1994 and became wholly owned by SMBC Nikko in 2010 following the acquisition of the remaining interest in Primasia Securities (Asia) Limited; it adopted its current name in 2011. In 2026, it amalgamated with SMBC Capital Markets (Asia) Limited. The firm specializes in investment banking, Japanese equities, fixed income, global capital markets and mergers and acquisitions. It serves corporations, institutional investors and other sophisticated clients and provides access to Japanese and international capital markets. Latest AUM: Not publicly disclosed Firm Type: Investment Banking Tokai Tokyo Securities (Asia) Limited is the Hong Kong securities business of Tokai Tokyo Financial Holdings, Inc. The company was founded in July 1986 and is wholly owned by Tokai Tokyo Financial Holdings. The firm focuses on Japanese stock brokerage and wealth-management services for high-net-worth clients. Its Hong Kong platform provides investors with access to Japanese securities and related investment opportunities. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Toyo Securities Asia Limited is the Hong Kong subsidiary of Japan's Toyo Securities Co., Ltd. The Hong Kong business was established in 1987 and is wholly owned by Toyo Securities. The company operates as a securities business serving investors in Hong Kong and Asian capital markets. Its activities include securities brokerage and related investment services. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Tung Tai Securities Company Limited is a Hong Kong securities brokerage firm providing securities dealing and investment-advisory services. The company operates from Admiralty and has been active in Hong Kong's securities market for more than two decades. Its principal activities include securities brokerage and investment advice for individual and corporate investors. The firm has also historically provided options-related market services. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Tarzan Stock & Shares Limited is a Hong Kong securities brokerage firm providing securities dealing and related investment services. The company has operated as a participant in Hong Kong's securities market. Its principal activities have centered on securities brokerage and trading services. The company ceased trading on the Stock Exchange of Hong Kong in June 2025. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Tachibana Securities (Hong Kong) Limited is the Hong Kong securities business of Japan's Tachibana Securities Co., Ltd. The Hong Kong entity was established in 1994 and provides securities-related services to investors in Hong Kong and Japan-related markets. The firm focuses on securities brokerage and market-access services, with particular relevance to Japanese securities and cross-border investment activity. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Tiffit Securities (Hong Kong) Limited is a Hong Kong securities-services firm providing brokerage and investment-related services. The company operates in Hong Kong's capital markets and focuses on securities dealing for investors. Its principal activities comprise securities brokerage and related investment services. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Taipei Fubon Commercial Bank Co., Ltd. is a Taiwanese commercial bank headquartered in Taipei and part of Fubon Financial Holdings. Its Hong Kong branch provides banking services to corporate and institutional clients engaged in cross-border business between Taiwan, Hong Kong and mainland China. The bank maintains its Hong Kong principal place of business in Tsim Sha Tsui. The Hong Kong business provides corporate banking, trade finance, lending, treasury and other banking services, supporting Taiwanese and international companies operating in the region. Latest AUM: Not publicly disclosed Firm Type: Commercial Bank Tensant Securities Limited is a Hong Kong securities firm providing investment-related services to local clients. The company has operated in Hong Kong's securities market and has maintained a local client-service presence in the New Territories. The firm's activities have focused on securities brokerage and related investment services. It resigned as a Stock Exchange of Hong Kong participant in August 2023. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Taiwan Shin Kong Commercial Bank Co., Ltd. is a Taiwanese commercial bank and part of Shin Kong Financial Holding Co., Ltd. Its Hong Kong branch provides banking services to corporate and institutional customers, particularly clients with Taiwan–Hong Kong and broader Asia-Pacific business activities. The Hong Kong business focuses on corporate banking, trade finance, lending, treasury and other cross-border financial services. Latest AUM: Not publicly disclosed Firm Type: Commercial Bank Tianda Securities Limited was a Hong Kong securities brokerage firm providing securities dealing and investment-related services. The company operated in Hong Kong's capital markets before changing its name to SKYVAST SECURITIES LIMITED in April 2026. Its business was focused on securities brokerage and related investment services for investors in Hong Kong. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Trading Central Asia Limited is the Asian operating company of Trading Central, a global financial-market technology and investment-research provider headquartered in Paris. The business provides investment research, market analysis and decision-support tools to financial institutions and investors. Its services include technical analysis, fundamental research, quantitative insights and digital investment tools designed for banks, brokers, wealth managers and other financial institutions. Latest AUM: Not publicly disclosed Firm Type: Investment Research TPG Capital, Limited is the Hong Kong operation of TPG, a global alternative asset manager founded in 1992 by David Bonderman, James Coulter and William Price. TPG invests across private equity, growth equity, impact investing, credit and real estate, with Asia forming an important part of its global investment platform. TPG reported US$303.0 billion of AUM as of December 31, 2025, spanning its Capital, Growth, Impact, Credit, Real Estate and Market Solutions platforms. The firm's Asia strategies include TPG Asia, TPG Asia Real Estate and other regional investment programs. Latest AUM: US$303.0 billion (Group-level; Hong Kong entity standalone AUM not publicly disclosed.) Firm Type: Alternative Asset Management Topaz Financial Group Limited is a Hong Kong financial-services firm providing investment and wealth-management solutions to individual and professional investors. Headquartered in Central, the group operates alongside Topaz Capital Management Limited and Topaz Family Office Limited. The group's investment services include global securities, bonds, commodity futures and options, wealth-management solutions and family-office services. It develops investment plans and provides investment support for clients seeking diversified exposure across global markets. Latest AUM: Not publicly disclosed Firm Type: Wealth Management TFI Securities and Futures Limited is the Hong Kong securities business of TF International Securities Group and forms part of the broader Tianfeng Securities group. The company operates as an institutional and retail brokerage and provides access to Hong Kong and China-related capital markets. Its services include securities brokerage, futures trading, investment advice, institutional sales, China Connect access and securities-market services. TFI Securities has also participated in corporate transactions and equity-market activities. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage TSSP Hong Kong (A) Limited is a Hong Kong investment entity associated with TPG's private-equity platform. TSSP is the institutional-investment platform historically associated with TPG's credit and special-situations activities, focusing on opportunities across Asia and other international markets. The business focuses on private credit, special situations and structured investment opportunities for institutional investors. Its activities are part of TPG's broader alternative-investment platform. Latest AUM: US$303.0 billion (Group-level; Hong Kong entity standalone AUM not publicly disclosed.) Firm Type: Alternative Asset Management TS Capital Partners (Hong Kong) Limited is the Hong Kong investment-management operation of TS Capital Partners, an alternative-investment platform focused on private-market opportunities in Asia. The business works with institutional investors and other sophisticated capital providers. Its activities focus on private equity and related alternative investments, with an emphasis on Asian growth opportunities and cross-border transactions. Latest AUM: Not publicly disclosed Firm Type: Alternative Asset Management United Overseas Bank Limited is a Singapore-headquartered commercial bank established in 1935 by a group of Chinese businessmen led by Wee Kheng Chiang. UOB has developed into a major Southeast Asian banking group, with Hong Kong serving as an important regional financial centre. Its Hong Kong principal office is in Champion Tower in Central. The bank provides corporate and institutional banking, retail banking, wealth management, transaction banking, treasury and capital-markets services. Its Hong Kong business supports companies and investors involved in Greater China and Southeast Asian trade and investment. Latest AUM: Not publicly disclosed Firm Type: Commercial Bank UBS Securities Asia Limited is the Hong Kong investment-banking and securities entity of UBS Group. The company forms part of UBS's global Investment Bank and distributes UBS research and materials covering equities and other securities businesses in Hong Kong. Its activities include equities, securities trading, institutional sales, research and investment-banking services. Corporate finance, foreign exchange, fixed income and other banking activities in Hong Kong are conducted through other UBS entities, including UBS AG Hong Kong Branch. Latest AUM: Not publicly disclosed Firm Type: Investment Banking UOB Kay Hian (Hong Kong) Limited is the Hong Kong securities and investment-services business of UOB Kay Hian, a Singapore-headquartered financial-services group with more than a century of securities-market history. UOB Kay Hian traces its origins to Kay Hian & Co. in the early 1900s and established its Hong Kong exchange presence in 1999. The Hong Kong business provides retail and institutional brokerage, margin financing, wealth management, investment banking, equity research and access to global equities, bonds, structured products and other investment products. Its institutional platform serves clients across Hong Kong and international markets. Latest AUM: Not publicly disclosed Firm Type: Securities Brokerage Note: I have treated Tarzan Stock & Shares Limited, Tensant Securities Limited, and Tianda Securities Limited according to their current/recent status rather than presenting them as unchanged active businesses. In particular, Tarzan ceased trading in June 2025, Tensant resigned as an exchange participant in August 2023, and Tianda changed its name to SKYVAST SECURITIES LIMITED in April 2026. VC Brokerage Limited Venhouse Wealth Management Limited Vantage New Generation Securities Limited Vision Capital International Holdings Limited Violux Research Limited Well Link International Securities Limited Wanhai Securities (HK) Limited Winland Wealth Management Limited Woori Global Markets Asia Limited Wells Fargo Securities Asia Limited Wilson Securities Limited Wealth Link Securities Limited Wingate Asset Management Limited WK Securities Limited WEBULL SECURITIES LIMITED Welab Bank Limited Wings Securities Limited XinKong International Securities Limited Yue Xiu Securities Company Limited Yunfeng Securities Limited Below is the next batch in the same database-ready format. I have kept the descriptions concise and have avoided regulatory-license details, consistent with your master prompt.
Officers & Directors
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